Cag Tampa, LLC (Tampa)

Cag Tampa, LLC is an adviser based in Tampa. It manages $41.42 million of regulatory assets for 46 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Florida.

Cag Tampa provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and market timing services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cag Tampa: assets under management

The assets under management (AUM) of Cag Tampa, LLC is $41.42 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -29% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $41.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $900.37 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cag Tampa, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cag Tampa, LLC

William Edison James has been acting as President since 1 Mar 2008. William Westley James joined the executive team most recently as the Vice President/Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Edison James	President/managing member	1 Mar 2008	75% - 100%	257134
William Westley James	Vice president/member	1 Mar 2008	Other	3073447
Cheryl Emery Gardner	Chief compliance officer/office manager	1 Mar 2008	Other	1320097

Based in Tampa

The principal office where Cag Tampa, LLC performs its advisory services is located at 442 W. Kennedy Blvd., Tampa, FL 33606 1494, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.