Old Bailey Investments, LLC (Tryon)

Old Bailey Investments, LLC is a large advisory firm based in Tryon. It manages $177.28 million of regulatory assets for 79 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Illinois, Michigan, North Carolina, and Texas.

Old Bailey Investments provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Old Bailey Investments: assets under management

The assets under management (AUM) of Old Bailey Investments, LLC is $177.28 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $155.34 million in discretionary accounts and $21.94 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.28 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.99 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Old Bailey Investments, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Old Bailey Investments, LLC

Russel Fouts Mcmillan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Mcmillan	Chief executive officer	1 Aug 2012	75% - 100%	6125912
Russel Fouts Mcmillan	Chief compliance officer	1 Aug 2012	Other	6126647

Based in Tryon

The principal office where Old Bailey Investments, LLC performs its advisory services is located at 22 N. Trade St., Suite D, Tryon, NC 28782 The mailing address of the firm is Po Box 1559, Tryon, NC 28782. It doesn’t run an office outside of the United States.