Rfg Global Asset Management, LLC (Overland Park)

Name: Rfg Global Asset Management, LLC
Address: 9393 W. 110 Th Street, Overland Park, KS, 66210
Telephone: 913-871-6670

Rfg Global Asset Management, LLC is an internet adviser based in Overland Park. It manages $272.63 thousand of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Kansas, Puerto Rico, and Texas.

Rfg Global Asset Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rfg Global Asset Management: assets under management

The assets under management (AUM) of Rfg Global Asset Management, LLC is $272.63 thousand, all of which is managed in discretionary accounts. The firm's AUM has grown by 2726210% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $272.63 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $34.08 thousand each.

Investments

The firm invests in non-exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rfg Global Asset Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rfg Global Asset Management serves?

The only and largest group of clients of Rfg Global Asset Management is individuals with 8 clients and $272.63 thousand of assets under management. Among the 3 most similar advisory firms, Rfg Global Asset Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $272.63 thousand for 8 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Rfg Global Asset Management doesn't advise any private funds.

Careers at Rfg Global Asset Management, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Earl Reed	Managing member, cco	1 Aug 2016	75% - 100%	2183514

Based in Overland Park

The principal office where Rfg Global Asset Management, LLC performs its advisory services is located at 9393 W. 110 Th Street, Overland Park, KS 66210, which is also the mailing address of the firm. An additional office of the firm is in Moca, PR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-871-6670 or by fax 913-871-1613. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at americasretirementplan.com.