Breen Investors LP (Houston)

Breen Investors LP is an adviser based in Houston. It manages $71.28 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2007.

Breen Investors provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and limited partnerships. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Breen Investors: assets under management

The assets under management (AUM) of Breen Investors LP is $71.28 million. The firm's AUM has gone down by -54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $31.73 million in discretionary accounts and $39.55 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.97 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.94 million.

Breen Investors has custody of $2.15 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Breen Investors LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Breen Investors LP

Daniel Anthony Breen Jr. has been acting as President since 1 Dec 2002. Daniel Anthony Breen Iii has served as the Chief Investment Officer since 1 Sep 2009. Patrick Augustine Linbeck joined the executive team most recently as the Limited Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Anthony Breen Jr.	Chairman	1 Dec 2002	Other	1124376
Inc. Breeco Holdings	General partner	1 Dec 2002	Other	76-0547068
Daniel Anthony Breen	Pres&ceo, limited partner	1 Dec 2002	75% - 100%	1124376
Jean Pierre Malo	Senior partner/chief investment officer	1 Dec 2002	Other	2171513
Breen Family Partnership	Limited partner	1 Dec 2002	Other	76-0550536
Cyndi Marie Shofner	Chief compliance officer & secretary	1 May 2003	Other	4782625
Cameron W. Greenwood	Limited partner	1 Mar 2004	Other	4782541
Richard Vernon Cull	Limited partner / analyst / portfolio manager	1 Apr 2006	Other	4467870
Michael Kevin Breen	Limited partner / analyst / portfolio manager	1 Apr 2006	Other	5507461
O. Donaldson Chapoton	Senior partner	1 Apr 2006	Other	5163670
Michael Breen	Partner & analyst	1 Apr 2006	Other	5507461
Greg P. Mount	Chief financial officer	1 Sep 2006	Other	5252093
Gregory P. Mount	Chief financial officer & partner	1 Sep 2006	Other	5252093
Richard Vernon Cull	Partner	1 Jan 2008	Other	4467870
Gregory P. Mount	Cfo, limited partner & chief compliance officer	1 Apr 2008	Other	5252093
John Jones Garrett	Limited partner / director of business development	1 Oct 2008	Other	4880586
Daniel Anthony Breen Iii	Managing partner/chief investment officer	1 Sep 2009	75% - 100%	1589662
Kathy Simons	Chief compliance officer	1 Nov 2009	Other	5743930
Patrick Augustine Linbeck	Limited partner	1 Jul 2010	Other	4694907

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Anthony Breen	Owner	1 Dec 2001	75% - 100%	1124376

Based in Houston

The principal office where Breen Investors LP performs its advisory services is located at 2001 Kirby Drive, Houston, TX 77019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-223-9300 or by fax 713-223-0773. The normal business hours are 8:30 - 5:00 on Monday - Friday.