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Montgomery Brothers, Cappiello, LLC (Bethesda)


Montgomery Brothers, Cappiello, LLC is a pension cosultant based in Bethesda. It manages $5.77 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of District of Columbia and Maryland.

Montgomery Brothers, Cappiello provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Montgomery Brothers, Cappiello: assets under management

The assets under management (AUM) of Montgomery Brothers, Cappiello, LLC is $5.77 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $5.77 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $721.07 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Montgomery Brothers, Cappiello, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Frank Anthony Cappiello Owner 1 Oct 1993 75% - 100% 4348861
John Edward Montgomery Owner, president 1 Feb 1999 25% - 50% 808621
Mark Julian Montgomery Owner, exec vp, director 1 Jun 1999 25% - 50% 1064981

Based in Bethesda

The principal office where Montgomery Brothers, Cappiello, LLC performs its advisory services is located at 4720 Montgomery Lane, Bethesda, MD 20814, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 301-652-6950 or by fax 301-652-6954. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.


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