Merrill Lynch Investment Managers International, Limited (London)

Name: Merrill Lynch Investment Managers International, Limited
Address: 33 King William Street, London, Ec4 R 9 As
Telephone: 011-44-020-7743-2253

Merrill Lynch Investment Managers International, Limited is a large advisory firm based in London. It manages $1.15 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Merrill Lynch Investment Managers International, Limited provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Merrill Lynch Investment Managers International, Limited: assets under management

The assets under management (AUM) of Merrill Lynch Investment Managers International, Limited is $1.15 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -88% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.15 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Merrill Lynch Investment Managers International, Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Merrill Lynch Investment Managers International, Limited

Steven Warner Golann has been acting as President since 1 Nov 1989. Nicholas C D Hall joined the executive team most recently as the General Counsel.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Steven Warner Golann	Director	1 Nov 1989	Other	223748
John Eric Nelson	Director	1 May 1991	Other	1406256
Carol Consuelo Brooke	Director & deputy chairman	1 Aug 1993	Other	4347994
James Trewin Stratford	Compliance officer	1 May 1996	Other	4348119
Peter John Gibbs	Chief executive officer, director & chairman	1 Sep 1997	Other	4348014
Inc. Merrill Lynch & Co.	Parent	1 Dec 1997	75% - 100%	13-2740599
Debra Anne Searle	Secretary	1 Nov 1998	Other	4348098
Simon George B Miles	Director & compliance officer for privatae clients	1 Mar 2000	Other	2343553
Edoardo L Mercadante	Director	1 Jan 2002	Other	4519606
Marc H Brillon	Director	1 Jan 2002	Other	4519614
Jeffrey Hiller	Compliance director - u.s.	1 Jul 2004	Other	2612970
Robert William Fairbairn	Chief executive officer, director & chairman	1 Jun 2005	Other	4992372
Katherine M Shircliff	Chief financial officer	1 Jul 2005	Other	5015447
Nicholas C D Hall	General counsel	1 Sep 2006	Other	4347545
Blackrock Group Limited	Soleshareholder	1 Sep 2006	75% - 100%	12-3456789

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Merrill Lynch Group	Corporate parent	1 Dec 1997	75% - 100%	13-3408205
Inc. Blackrock	Sole shareholder	1 Sep 2006	75% - 100%	51-0380803
Llc Blackrock Holdco 1	Sole shareholder	1 Sep 2006	75% - 100%	68-0635710
Llc Br Holdco 2	Sole shareholder	1 Sep 2006	75% - 100%	68-0635711
Inc. Blackrock Financial Management	Majority shareholder	1 Sep 2006	75% - 100%	12-3456789
Inc. Blackrock Advisors Holdings	Sole shareholder	1 Sep 2006	75% - 100%	23-2834205
Inc. Blackrock International Holdings	Sole shareholder	1 Sep 2006	75% - 100%	06-1543710

Based in London

The principal office where Merrill Lynch Investment Managers International, Limited performs its advisory services is located at 33 King William Street, London, Ec4 R 9 As The mailing address of the firm is 33 King William Street, London, Ec4 R 9 As. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 011-44-020-7743-2253 or by fax 011-44-207-743-1000. The normal business hours are 9:00am - 5:30pm on Monday - Friday. You can find more information about the New York firm at www.mercuryfunds.com.