Chapwood Capital Investment Management, LLC (Plano)

Name: Chapwood Capital Investment Management, LLC
Address: 4965 Preston Park Blvd, Plano, TX, 75093
Telephone: 972-865-2225

Chapwood Capital Investment Management, LLC is a large advisory firm based in Plano. It manages $191.62 million of regulatory assets for 324 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Florida, Louisiana, and Texas.

Chapwood Capital Investment Management provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Chapwood Capital Investment Management: assets under management

The assets under management (AUM) of Chapwood Capital Investment Management, LLC is $191.62 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 53% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 21% of the firm’s portfolio. Investments in investment and business development companies form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chapwood Capital Investment Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kim Meyers Sams serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Kim Meyers Sams is high net worth individuals with 48 clients and $173.54 million of assets under management. Among the 10 most similar advisory firms, Chapwood Capital Investment Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $191.62 million for 114 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Chapwood Capital Investment Management doesn't advise any private funds.

Careers at Chapwood Capital Investment Management, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kim Meyers Sams has been acting as President since 1 Aug 2014. Amy D Suhr joined the executive team most recently as the Chief Compliance Officer, Coo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward Wayne Butowsky	Secretary	1 Jul 2005	75% - 100%	1660615
Kim Meyers Sams	President and chief compliance officer	1 Jul 2005	25% - 50%	2715130
Shari Rhenee Roge	Chief compliance officer	1 May 2014	Other	1312012
Kim Meyers Sams	President/chief compliance officer	1 Aug 2014	25% - 50%	2715130
William M Pantuso	Chief compliance officer	1 Aug 2015	Other	5198251
Amy D Suhr	Chief compliance officer, coo	1 Jan 2016	Other	5223300

Based in Plano

The principal office where Chapwood Capital Investment Management, LLC performs its advisory services is located at 4965 Preston Park Blvd, Plano, TX 75093, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-865-2225 or by fax 972-386-9285. The normal business hours are 8:00 to 4:30 on Monday - Friday. You can find more information about the New York firm at chapwoodinvestments.com.