Asian Direct Capital Management (Hong Kong)


Asian Direct Capital Management is an adviser based in Hong Kong. It manages $10.3 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Asian Direct Capital Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Asian Direct Capital Management: assets under management

The assets under management (AUM) of Asian Direct Capital Management is $10.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -63% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $10.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.3 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Asian Direct Capital Management for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Asian Direct Capital Management

John Snow has been acting as President since 1 Jan 2001. Joanne Proud joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Inc State Street Global Advisors Owner 1 Jan 2001 50% - 75% 06-1313175
Paversham Associates Limited Owner 1 Jan 2001 25% - 50% foreign
John Snow Director/chairman 1 Jan 2001 Other 2601101
Mitchell H. Shames Director 1 Jan 2001 Other 4340477
Raymond Hood Managing director 1 Jan 2001 Other 4342725
Chiang Kuek Koh Executive director 1 Jan 2001 Other 4342732
Peeyoosh Chadda Portfolio manager 1 Jan 2001 Other 4342736
Pannapat Tongpaitoon Portfolio manager 1 Jan 2001 Other 4342741
Thomas Miu Treasurer 1 Jan 2001 Other 4342747
Raymond Charles Hood Managing director 1 Jan 2001 Other 4342725
Kuek Chiang Koh Executive director 1 Jan 2001 Other 4342732
Joseph Michael Lyons Director 1 Jun 2003 Other 2652315
Yan Yan Li Chief compliance officer 1 Oct 2004 Other 5039059
Vincent Duhamel Director 1 Apr 2005 Other 4425845
Bernard Patrick Reilly Director 1 Sep 2005 Other 5039060
Joanne Proud Chief compliance officer 1 Apr 2007 Other 5316493

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
State Street Corporation Owner 1 Jun 1990 75% - 100% 04-2456637
Raymond Hood Director 1 Jan 2000 50% - 75% 4342725
Chiang Kuek Koh Director 1 Jan 2000 25% - 50% 4342732
Kuek Chiang Koh Director 1 Jan 2000 25% - 50% 4342732
Raymond Charles Hood Director 1 Jan 2000 50% - 75% 4342725

Based in Hong Kong

The principal office where Asian Direct Capital Management performs its advisory services is located at 68 Th Floor Two International Finance Centre, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011 852-2103-0288 or by fax 011 852-2103-0200. The normal business hours are 9 am - 5 pm on Monday - Friday.