Ridgeworth Capital Management LLC (Atlanta)

Name: Ridgeworth Capital Management LLC
Address: 3333 Piedmont Road, Ne, Atlanta, GA, 30305
Telephone: 404-845-7696

Ridgeworth Capital Management LLC is a large advisory firm based in Atlanta. It manages $18.14 billion of regulatory assets for 54 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Ridgeworth Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ridgeworth Capital Management: assets under management

The assets under management (AUM) of Ridgeworth Capital Management LLC is $18.14 billion. The firm's AUM has gone down by -34% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17.81 billion in discretionary accounts and $327.83 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $356.28 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $81.96 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ridgeworth Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ridgeworth Capital Management LLC

James Edward Stueve has been acting as President since 1 Jul 2010. Michael Aaron Angerthal joined the executive team most recently as the Executive Vice President, Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc Suntrust Banks	Parent company	1 Nov 1984	75% - 100%	58-1575035
John Howard Stebbins	Chief financial officer	1 Jan 2003	Other	4774615
Ashi Sarvabhaum Parikh	Chief executive officer, chief investment officer	1 Jul 2010	Other	2682750
James Edward Stueve	President	1 Jul 2010	Other	1637711
James Francis Keegan	Director	1 Aug 2010	Other	2731951
William Aitken Turner	Chief administrative officer	1 Jan 2011	Other	2503712
Robert Michael Zakem	General counsel and chief compliance officer	1 May 2011	Other	2252413
Mark Alan Chancy	Director	1 May 2011	Other	2478714
George Michael Way	Chief operating officer	1 May 2014	Other	4609124
Space Acquisition Co. Llc	Member	1 May 2014	75% - 100%	46-5328256
Josie Clemons Rosson	Chief compliance officer	1 Jul 2015	Other	2594085
James Lawrence Love	Chief compliance officer	1 Apr 2016	Other	4543352
Michael Aaron Angerthal	Executive vice president, chief financial officer	1 Jun 2017	Other	5632934
George Robert Aylward	Chief executive officer	1 Jun 2017	Other	4932163
Josie Clemons Rosson	Chief compliance officer	1 Jun 2017	Other	2594085
Mark Stephen Flynn	Executive vice president, general counsel and secretary	1 Jun 2017	Other	5941225
Francis George Waltman	Executive vice president, product development	1 Jun 2017	Other	1778566

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Virtus Investment Partners	Sole shareholder	1 Nov 2008	75% - 100%	26-3962811
Space Intermediate Llc	Member	1 Nov 2013	75% - 100%	46-5353034
Ridgeworth Holdings Llc	Member	1 Nov 2013	75% - 100%	46-5339910
L.P. Lightyear Fund Iii Aiv 2	Member, majority interest holder of class a-1 units	1 Nov 2013	50% - 75%	46-2885233
Virtus Intermediate Holdings Llc	Member	1 Nov 2013	75% - 100%	46-5339910
Inc Virtus Partners	Sole member	1 Jun 2017	75% - 100%	95-4191764

Based in Atlanta

The principal office where Ridgeworth Capital Management LLC performs its advisory services is located at 3333 Piedmont Road, Ne, Atlanta, GA 30305, which is also the mailing address of the firm. An additional office of the firm is in Hartford, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-845-7696 or by fax 404-845-7691. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at ridgeworth.com.