Wilkinson Ogrady & Co. Inc. (New York)

Name: Wilkinson Ogrady & Co. Inc.
Address: 499 Park Avenue, New York, NY, 10022
Telephone: 212-644-5252

Wilkinson Ogrady & Co. Inc. is a large advisory firm based in New York. It manages $10.21 billion of regulatory assets for 1,498 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Colorado, and 16 other states.

Wilkinson Ogrady & provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wilkinson Ogrady &: assets under management

The assets under management (AUM) of Wilkinson Ogrady & Co. Inc. is $10.21 billion. The firm's AUM has grown by 612% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.13 billion in discretionary accounts and $76.17 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.79 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $15.23 million.

Wilkinson Ogrady & has custody of $383.22 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wilkinson Ogrady & Co. Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wilkinson Ogrady & Co. Inc.

Austin Iii Brockenbrough has been acting as President since 1 Feb 1986. Jonathan Edward Lewis has served as the Chief Investment Officer since 1 Nov 2015. Carolyn Nannini Dolan joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Donald Jr. Mclean Wilkinson	Chairman, ceo and director	1 Oct 1972	50% - 75%	2581356
Beverly Troxler O'grady	President, coo and director	1 Feb 1973	25% - 50%	2581358
Juerg Grimm	Senior vice president	1 Jul 1973	Other	2665261
Thomas Owen Mueller	Secretary and treasurer	1 Feb 1976	Other	2585684
Patricia Poisl Carney	Vice president	1 Jan 1981	Other	4489873
Austin Iii Brockenbrough	Director	1 Feb 1986	Other	1718558
Judith Lickson	Vice president	1 Dec 1988	Other	4490137
Judith Myra Lickson	Vice president	1 Dec 1988	Other	4490137
Juerg Grimm	Senior vice president	1 Jul 1993	Other	2665261
Donald Iii Mclean Cfa Wilkinson	President, ceo & director	1 Jul 1994	Other	2585683
Donald Iii Mclean Wilkinson	Vice president, cfa	1 Jul 1994	Other	2585683
Donald Eugene King	Director	1 Apr 1995	Other	2360920
Peter Jr. Sanford Pauley	Vice president	1 May 1999	Other	1152718
Peter Jr. Sanford Cfa Pauley	Vice president	1 May 1999	Other	1152718
Philip Branford Gnilka	Analyst	1 Jul 1999	Other	4490138
Monique Eva Neal	Vice president	1 Jun 2000	Other	2980303
Charles Carroll Wilkinson	Vice president	1 Sep 2000	Other	2523304
Charles Carroll Wilkinson	Chief operating officer	1 Jul 2007	Other	2523304
Inc. Financial Advice & Management Engineering (Fame) Usa	Direct owner	1 Jul 2007	50% - 75%	64-0965113
Fiera Us Holding Inc.	Sole shareholder	1 Oct 2013	75% - 100%	46-3936165
Juerg Grimm	Senior vice president	1 Oct 2013	Other	2665261
Inc. Fiera U.S. Holdings	Sole shareholder	1 Oct 2013	75% - 100%	46-3936165
Stephen Anthony Mcshea	Chief compliance officer	1 Feb 2015	Other	5729771
Carolyn Nannini Dolan	Executive vice president	1 Nov 2015	Other	4365505
Benjamin Stephen Thompson	President, chief executive officer & director	1 Nov 2015	Other	2486114
Jonathan Edward Lewis	Chief investment officer	1 Nov 2015	Other	1555965
Scott David Einhorn	Executive vice president	1 Nov 2015	Other	1216997
Richard Anthony Nino	Executive vice president	1 Nov 2015	Other	4893499

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Arvestia	Shareholder	1 Oct 2006	50% - 75%	foreign
Inc. Djm Capital	Shareholder	1 Oct 2006	50% - 75%	foreign
Fiera Corporation	Shareholder	1 Oct 2006	75% - 100%	foreign
Fiera International Inc	Shareholder	1 Oct 2006	75% - 100%	foreign
Lp Fiera Capital	Shareholder	1 Sep 2010	25% - 50%	foreign
Inc. Fiera Holdings	General partner	1 Sep 2010	75% - 100%	foreign
Desjardins Financial Corporation	Shareholder	1 Jan 2011	25% - 50%	foreign
Natcan Investment Management	Shareholder	1 Apr 2012	25% - 50%	foreign
National Bank Of Canada	Shareholder	1 Apr 2012	75% - 100%	foreign
Fiera Capital Corporation	Shareholder	1 Oct 2013	75% - 100%	154966
Jean Guy Desjardins	Shareholder	1 Oct 2013	75% - 100%	4341072

Based in New York

The principal office where Wilkinson Ogrady & Co. Inc. performs its advisory services is located at 499 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-644-5252 or by fax 212-644-5343. The normal business hours are 09:00 to 17:00 on Monday - Friday. You can find more information about the New York firm at wilkinsonogrady.com.