A. G. Edwards Capital, Inc. (St Louis)

A. G. Edwards Capital, Inc. is a large advisory firm based in St Louis. It manages $162.84 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Missouri.

A. G. Edwards Capital provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

A. G. Edwards Capital: assets under management

The assets under management (AUM) of A. G. Edwards Capital, Inc. is $162.84 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $162.84 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $40.71 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay A. G. Edwards Capital, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at A. G. Edwards Capital, Inc.

Peter Mallory Miller has been acting as President since 1 Aug 2002. Inc. A.G. Edwards joined the executive team most recently as the Holding Company.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Laird Kelly	Director, secretary, treasurer	1 Mar 1999	Other	2428802
Ronald James Kessler	Director, chief operations officer	1 Mar 1999	Other	268695
Brian Clinton Underwood	Chief compliance officer	1 Mar 1999	Other	1229168
Paul Francis Pautler	Director, chairman, ceo, president	1 Mar 2000	Other	2944050
Michael Scafati	Director	1 Mar 2001	Other	411901
Peter Mallory Miller	Director	1 Aug 2002	Other	1237791
Inc. A.G. Edwards	Holding company	1 Oct 2007	75% - 100%	26-1271560

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Wachovia Corporation	Shareholder	1 Oct 2007	75% - 100%	56-0898180

Based in St Louis

The principal office where A. G. Edwards Capital, Inc. performs its advisory services is located at 1 North Jefferson Ave, St Louis, MO 63103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-955-3000 or by fax 314-955-8095. The normal business hours are 8:00 a.m. to 4:30 p.m. on Monday - Friday.