Ixis Securities North America Inc. (New York)


Ixis Securities North America Inc. is a large advisory firm based in New York. It manages $7.34 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2005.

Ixis Securities North America provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ixis Securities North America: assets under management

The assets under management (AUM) of Ixis Securities North America Inc. is $7.34 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 111% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $7.34 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.05 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ixis Securities North America Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ixis Securities North America Inc.

Frank Michael Fletcher has been acting as President since 1 Mar 2003. Caisse Nationale Des Caisses D'epargne Cnce joined the executive team most recently as the Owner.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Paul Anthony Sieczka Director & financial principal 1 Nov 1992 Other 2270278
David Leslie Askren Corporate secretary 1 Jun 1993 Other 2043198
Louis Pinto Director & cao 1 Jun 1996 Other 1545337
Ixis Capital Markets North America Inc. Owner 1 Apr 1997 75% - 100% 13-3559484
Natixis Capital Markets Inc. Owner 1 Apr 1997 75% - 100% 13-3559484
William Branagh Managing director & operations principal 1 Jul 2000 Other 2350108
Salvatore Anthony Demarco Director 1 Jun 2001 Other 1708179
Eric Jay Raiten Managing director 1 Aug 2002 Other 4315147
William Dellal Managing director 1 Aug 2002 Other 1759633
Vuk Milan Bulajic Managing director & senior registered options principal 1 Aug 2002 Other 1872997
Kenneth Michael Adler Managing director 1 Dec 2002 Other 1417207
Michael Anthony Megliola Managing director 1 Dec 2002 Other 4279174
Frank Michael Fletcher Director 1 Mar 2003 Other 4191513
Henry James Sandlass Managing director 1 Mar 2003 Other 1461447
Kenneth Mark Wormser Managing director 1 Mar 2003 Other 2099206
Joseph Francis Vuolo Director & cco 1 Jun 2003 Other 2248379
Samuel Yves Bouchot Vice president 1 Mar 2004 Other 4721514
Roelof Aart Adriaan Jacobs Vice president 1 Mar 2004 Other 3100931
Ramine Rouhani Managing director 1 Sep 2004 Other 2053862
Luc De Clapiers Ceo 1 Sep 2004 Other 2350193
Paul Thomas Monaghan Managing director 1 Mar 2005 Other 2633977
John Nick Papatsos Director and financial principal 1 Dec 2005 Other 4416912

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ixis North America Inc. Owner 1 Mar 1990 75% - 100% 13-3605907
Natixis North America Inc. Owner 1 Mar 1990 75% - 100% 13-3605907
Banque Populaires Regionales (Bpr) Owner 1 Jun 1998 75% - 100% foreign
Caisse Des Depots Et Consignations Owner 1 Jun 2004 25% - 50% 13-3759209
Caisse D'epargne Cep Owner 1 Jun 2004 50% - 75% foreign
Caisse Des Depots Et Consignations Cdc Owner 1 Jun 2004 75% - 100% 13-3759209
Cdc Holding Finance Owner 1 Jun 2004 25% - 50% foreign
Ixis Corporate & Investment Bank Cib Owner 1 Oct 2004 75% - 100% foreign
Ixis Corporate & Investment Bank Ixis Cib Owner 1 Oct 2004 75% - 100% foreign
Caisse Nationale Des Caisses D'epargne Cnce Owner 1 Jan 2005 75% - 100% foreign
Caisse Nationale Des Caisses D'epargne Cnce Owner 1 Nov 2006 25% - 50% foreign
Natixis Owner 1 Nov 2006 75% - 100% foreign
Banque Federale Des Banques Populaires Bfbp Owner 1 Nov 2006 25% - 50% foreign

Based in New York

The principal office where Ixis Securities North America Inc. performs its advisory services is located at 9 West 57 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-891-6100 or by fax 212-891-1800. The normal business hours are 8:00 a.m. - 6:00 p.m. on Monday - Friday.