Fil Investments (Japan) Limited (Tokyo)
Fil Investments (Japan) Limited is an adviser based in Tokyo. It has been registered with the SEC as an adviser since 2010.
Fil Investments (Japan) Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Fil Investments (Japan) Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Careers at Fil Investments (Japan) Limited
The company employs 240 people that are either part- or full-time employees. 19 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Bradley Fresia has been acting as President since 1 Jun 2010. Derek Lane Young joined the executive team most recently as the Director.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 7 indirect owners.Based in Tokyo
The principal office where Fil Investments (Japan) Limited performs its advisory services is located at Tri Seven Roppongi, Tokyo, 106 0032, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 00813-4560-6000. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at fidelity.co.jp/fij/.
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