Roc Capital Managment, L.P. (New York)
Roc Capital Managment, L.P. is a large advisory firm based in New York. It manages $3.53 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2010.
Roc Capital Managment provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Roc Capital Managment: assets under management
The assets under management (AUM) of Roc Capital Managment, L.P. is $3.53 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Roc Capital Managment, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Careers at Roc Capital Managment, L.P.
David Andrew Form joined the executive team most recently as the Chief Compliance Officer.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 3 indirect owners.Based in New York
The principal office where Roc Capital Managment, L.P. performs its advisory services is located at 640 5 Th Avenue, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212.607.8333 or by fax 212.246.2690. The normal business hours are 9:00am-5:00pm on Monday - Friday.
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