Aspen Yorkshire & Company, LLC (Castle Rock)

Name: Aspen Yorkshire & Company, LLC
Address: 558 Castle Pines Pkwy, Castle Rock, CO, 80108
Telephone: 303-598-3828

Aspen Yorkshire & Company, LLC is an adviser based in Castle Rock. It manages $12.5 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2007.

Aspen Yorkshire & Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Aspen Yorkshire & Company: assets under management

The assets under management (AUM) of Aspen Yorkshire & Company, LLC is $12.5 million. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.5 million in discretionary accounts and $9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $269.23 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $9 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aspen Yorkshire & Company, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Aspen Yorkshire & Company, LLC

Robert Noel Anderson has served as the Chief Investment Officer since 1 Mar 2009. Traci Elizabeth Anderson joined the executive team most recently as the Chief Compliance Officer/Financial Consultant.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Traci Elizabeth Anderson	Managing member; chief compliance officer	1 Jan 2005	75% - 100%	4311837
Traci Elizabeth Anderson	Chief compliance officer/financial consultant	1 Jun 2006	Other	4311837
Robert Noel Anderson	Chief investment officer	1 Mar 2009	50% - 75%	2470773

Based in Castle Rock

The principal office where Aspen Yorkshire & Company, LLC performs its advisory services is located at 558 Castle Pines Pkwy, Castle Rock, CO 80108 The mailing address of the firm is 558 Castle Pines Pkwy, Castle Rock, CO 80108. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-598-3828. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.aspenyorkshire.com.