Clifford Capital Partners, LLC (Alpine)

Name: Clifford Capital Partners, LLC
Address: 395 South Main, Alpine, UT, 84004
Telephone: 312-554-5005

Clifford Capital Partners, LLC is a large advisory firm based in Alpine. It manages $173.08 million of regulatory assets for 68 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Illinois, Oregon, and Utah.

Clifford Capital Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and model portfolio provider. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Clifford Capital Partners: assets under management

The assets under management (AUM) of Clifford Capital Partners, LLC is $173.08 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1687% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $173.08 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.55 million each.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Clifford Capital Partners, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Clifford Capital Partners serves?

The firm provides services to individuals, investment companies, and high net worth individuals. The largest group of clients of Clifford Capital Partners is investment companies with 1 clients and $17.3 million of assets under management. Among the 7 most similar advisory firms, Clifford Capital Partners has the 3rd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $28.09 million for 17 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Clifford Capital Partners doesn't advise any private funds.

Careers at Clifford Capital Partners, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ryan Page Batchelor	Member / principal / portfolio manager	1 Apr 2010	50% - 75%	5791034
Wayne George Pierson	Member / principal / chief compliance officer	1 Apr 2010	50% - 75%	731691
David Webb Passey	Principal	1 Jan 2015	Other	6615265
Heather Dawn Pierson Bryce	Chief operating officer	1 Dec 2015	Other	6615318
Wcm Investment Management	Member	1 Dec 2018	Other	104702

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Brooks Street Holdings Llc	Member	1 Jun 2018	75% - 100%	83-0945287
Paul Russell Black	Member	1 Jun 2018	25% - 50%	2513132
Kurt Randal Winrich	Member	1 Jun 2018	25% - 50%	2128635

Based in Alpine

The principal office where Clifford Capital Partners, LLC performs its advisory services is located at 395 South Main, Alpine, UT 84004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-554-5005 or by fax 708-575-5901. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at cliffordcapitalpartners.com.