S.W. Mitchell Capital LLP (London)

Name: S.W. Mitchell Capital LLP
Address: Princes House, London, Sw1 Y 6 Dn
Telephone: 020 7290 3588

S.W. Mitchell Capital LLP is an adviser based in London. It manages $1.34 billion of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2005.

S.W. Mitchell Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

S.W. Mitchell Capital: assets under management

The assets under management (AUM) of S.W. Mitchell Capital LLP is $1.34 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 37% since the beginning of its operation, and $1.21 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.34 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $83.9 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay S.W. Mitchell Capital LLP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients S.W. Mitchell Capital serves?

The firm provides services to charitable organizations, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of S.W. Mitchell Capital is pooled investment vehicles with 13 clients and $1.25 billion of assets under management. Among the 11 most similar advisory firms, S.W. Mitchell Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.34 billion for 16 clients. 70% of the firm’s clients are foreign persons or businesses.

S.W. Mitchell Capital doesn't advise any private funds.

Careers at S.W. Mitchell Capital LLP

The company employs 14 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stuart Walter Mitchell	Managing member and chief executive officer	1 Apr 2005	75% - 100%	4407119
Mitchell Capital Limited	Member	1 Apr 2005	Other	foreign
Stephen Thomas	Chief compliance officer	1 Dec 2005	Other	5073096
James Dominic Peers Carter	Analyst	1 Aug 2006	Other	5219098
Susannah Matilda De Jager	Coo	1 Feb 2015	Other	6515530

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Stuart W Mitchell	Chief executive officer	1 Apr 2005	75% - 100%	4407119

Based in London

The principal office where S.W. Mitchell Capital LLP performs its advisory services is located at Princes House, London, Sw1 Y 6 Dn, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 020 7290 3588 or by fax 020 7290 3589. The normal business hours are 09:00 - 17:30 on Monday - Friday. You can find more information about the New York firm at swmitchellcapital.com.