Sterling Private Investments Inc (Pepper Pike)

Sterling Private Investments Inc is a large advisory firm based in Pepper Pike. It manages $35.57 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Ohio.

Sterling Private Investments provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sterling Private Investments: assets under management

The assets under management (AUM) of Sterling Private Investments Inc is $35.57 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.95 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sterling Private Investments Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sterling Private Investments Inc

Jeffrey Mccrea Biggar has been acting as President since 1 Dec 1999. Richard Barry Katz joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ronald Bates	President, director	1 Jan 1997	Other	2713953
National City Corporation	100% owner	1 Apr 1998	75% - 100%	34-1111088
Herbert Ralston Martens	Director	1 Apr 1998	Other	1838663
William H Schecter	Director	1 Apr 1998	Other	2387594
David Albert Robertson	Sr. vice president, director	1 Feb 1999	Other	2346114
Jeffrey Mccrea Biggar	Director	1 Dec 1999	Other	4379643
Thomas Joseph Neroni	Treasurer	1 Dec 1999	Other	4379675
Brian David Isroff	Sr. vice president, director	1 Dec 1999	Other	4221335
Wendy Sue Lewis	Vice president/chief compliance officer	1 Aug 2000	Other	4379678
Ronald Bates	Sr. vice president, director	1 Oct 2001	Other	2713953
Brian David Isroff	President, managing director	1 Oct 2001	Other	4221335
David William Sommer	Director	1 Dec 2001	Other	4648614
Kristopher Todd Kern	Treasurer	1 Sep 2002	Other	4648251
Joseph Mark Tromba	Asst. v.p./chief compliance officer	1 Dec 2002	Other	4648238
Barbara Lynn Mulhern	Sr. vice president/director	1 Apr 2003	Other	2650987
Timothy Lee Swanson	Director	1 Apr 2003	Other	4367261
Richard Barry Katz	Vice president	1 Oct 2004	Other	713696
Robert Thomas Gonci	Director	1 Oct 2004	Other	1945909
Timothy Justin Lathe	Director	1 Oct 2004	Other	4937934
James Richard Foster	Chief financial officer	1 Oct 2004	Other	4937959

Based in Pepper Pike

The principal office where Sterling Private Investments Inc performs its advisory services is located at 3550 Lander Rd Ste 200, Pepper Pike, OH 44124, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.