Aca Ii Advisors, LLC (New York)

Name: Aca Ii Advisors, LLC
Address: 575 Fifth Avenue, 14 Th Floor, New York, NY, 10017
Telephone: +1 (212) 710-3200

Aca Ii Advisors, LLC is a large advisory firm based in New York. It manages $328.11 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Aca Ii Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aca Ii Advisors: assets under management

The assets under management (AUM) of Aca Ii Advisors, LLC is $328.11 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -86% since the beginning of its operation, and $321.67 million of the total AUM is attributable to clients outside of the United States.

The firm manages $328.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $54.69 million each.

Aca Ii Advisors has custody of $114.84 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aca Ii Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aca Ii Advisors serves?

The only and largest group of clients of Aca Ii Advisors is pooled investment vehicles with 6 clients and $328.11 million of assets under management. Among the 6 most similar advisory firms, Aca Ii Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $328.11 million for 6 clients. 67% of the firm’s clients are foreign persons or businesses.

Aca Ii Advisors also advises several private funds. Namely, six real estate funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Aca Ii Advisors, LLC

The company employs 17 people that are either part- or full-time employees. 35 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Yanting Wang joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Scott Macdonald Kelley	Chief executive officer	1 Jun 2005	Other	1748572
Lp Aetos Capital Real Estate	Sole member	1 Jun 2005	75% - 100%	13-4048966
Harold James Schaaff	Chief legal officer	1 Jun 2005	Other	1994265
L.P. Aetos Capital	Sole member	1 Jun 2005	75% - 100%	13-4048966
Christopher B Taube	Managing director	1 Jan 2011	Other	2649072
James L Kraus	Chief financal officer	1 Feb 2012	Other	4502186
Harold James Schaaff	Chief compliance officer	1 Feb 2012	Other	1994265
Jeffrey David Siegel	General counsel and chief compliance officer	1 Mar 2013	Other	6174437
Yanting Wang	Chief financial officer	1 Apr 2014	Other	6350673

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc The Allwin Family	Limited partner	1 May 1999	50% - 75%	13-4151671
James M Allwin 2001 Children's Trust	Member	1 Jan 2001	25% - 50%	30-6020131
Llc Aetos Capital Real Estate	General partner	1 Dec 2005	Other	11-3770980
Scott Macdonald Kelley	Limited partner	1 Dec 2005	75% - 100%	1748572
Llc Aetos Capital	General partner	1 Dec 2005	Other	11-3770980
Estate Of James M. Allwin	Member	1 Oct 2007	50% - 75%	51-6593991

Based in New York

The principal office where Aca Ii Advisors, LLC performs its advisory services is located at 575 Fifth Avenue, 14 Th Floor, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +1 (212) 710-3200 or by fax +1 (212) 710-3213. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at aetoscapitalasia.com.