Mallette Capital Management Inc. (New York)

Mallette Capital Management Inc. is a large advisory firm based in New York. It manages $201.22 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Mallette Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mallette Capital Management: assets under management

The assets under management (AUM) of Mallette Capital Management Inc. is $201.22 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $201.22 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.3 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mallette Capital Management Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mallette Capital Management Inc.

Quinterol Joseph Mallette has been acting as President since 1 Dec 2003. Winston Lee Black joined the executive team most recently as the Chief Operating Officer/Analyst And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Quinterol Joseph Mallette	Ceo/president/owner	1 Dec 2003	75% - 100%	4464849
Winston Lee Black	Chief operating officer/analyst and chief compliance officer	1 Jul 2005	Other	3117531

Based in New York

The principal office where Mallette Capital Management Inc. performs its advisory services is located at 800 Third Avenue, 9 Th Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.