Dragonback Capital Limited (Wan Chai)

Dragonback Capital Limited is an adviser based in Wan Chai. It manages $286.93 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2012.

Dragonback Capital Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dragonback Capital Limited: assets under management

The assets under management (AUM) of Dragonback Capital Limited is $286.93 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $286.93 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.08 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dragonback Capital Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dragonback Capital Limited

Katherine Quinn joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Philip Andrew Tye	Managing director/chief compliance officer	1 Feb 2001	Other	5082646
Robert Lance	Chief executive officer	1 Nov 2006	Other	6027589
Dragonback Capital Management (Cayman) Limited	Shareholder	1 Oct 2007	75% - 100%	foreign entity
Katherine Quinn	Chief operating officer	1 Apr 2011	Other	6027590

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Philip Andrew Tye	Shareholder	1 Oct 2007	50% - 75%	5082646
Robert Lance	Shareholder	1 Oct 2007	50% - 75%	6027589

Based in Wan Chai

The principal office where Dragonback Capital Limited performs its advisory services is located at Unit 4206 08, Level 42, Wan Chai, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +852 2821 8766 or by fax +852 2528 1855. The normal business hours are 8am-6pm on Monday - Friday.