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John Shaw Notman (Stockton)


John Shaw Notman is an adviser based in Stockton. It manages $3.65 million of regulatory assets for 119 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

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John Shaw Notman provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and market timing services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

John Shaw Notman: assets under management

The assets under management (AUM) of John Shaw Notman is $3.65 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -90% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $3.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.7 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay John Shaw Notman for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Stockton

The principal office where John Shaw Notman performs its advisory services is located at 3133 West March Lane, Stockton, CA 95219, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 209-955-5955 or by fax 8662359399. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.notmanfinancial.com.


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