Taplin, Canida & Habacht, LLC is a large advisory firm based in Miami. It manages $10.6 billion of regulatory assets for 40 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Delaware, Florida, Illinois, and Wisconsin.
Taplin, Canida & Habacht provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Taplin, Canida & Habacht, LLC is $10.6 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 46% since the beginning of its operation, and $1.68 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Taplin, Canida & Habacht, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Tere Alvarez Canida is pension and profit sharing plans with 25 clients and $5.48 billion of assets under management. Among the 11 most similar advisory firms, Taplin, Canida & Habacht has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $10.6 billion for 40 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 8% of the firm’s clients are foreign persons or businesses.
Taplin, Canida & Habacht doesn't advise any private funds.
The company employs 23 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 9 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Tere Alvarez Canida has been acting as President since 1 Dec 2008. Dragan Lazich joined the executive team most recently as the Chief Compliance Officer.
The principal office where Taplin, Canida & Habacht, LLC performs its advisory services is located at 1001 Brickell Bay Drive, Miami, FL 33131 4940, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 305-379-2100 or by fax 305-379-4452. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at bmogam.com/tch.