Julius Baer Securities Inc. (New York)

Julius Baer Securities Inc. is a large advisory firm based in New York. It manages $375 million of regulatory assets for 27 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 3 other states.

Julius Baer Securities provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Julius Baer Securities: assets under management

The assets under management (AUM) of Julius Baer Securities Inc. is $375 million. The firm's AUM has grown by 102% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Julius Baer Securities Inc. for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Julius Baer Securities Inc.

Alessandro Eugenio Fusina has been acting as President since 1 May 1996. Terence George Reynolds joined the executive team most recently as the First Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Julius Baer Holding Ltd.	Shareholder	1 Nov 1962	75% - 100%	xxx-xx-xxxx
Bernard Spilko	Managing director	1 Jan 1978	Other	432161
Edward Archer Clapp	First vice president	1 Mar 1983	Other	1137040
Paul Heriberto Nathan	Senior vice president	1 May 1986	Other	1292872
Philip Thomas Ciriello	Senior vice president	1 Feb 1988	Other	1811011
Hansruedi Huber	Senior vice president	1 Jul 1992	Other	2031898
Francoise Mireille Birnholz	Senior vice president	1 Dec 1994	Other	xxx-xx-xxxx
Manuel John Reyes	First vice president	1 Dec 1994	Other	xxx-xx-xxxx
Alessandro Eugenio Fusina	Director	1 May 1996	Other	xxx-xx-xxxx
Benoit Rene Piussan	Senior vice president	1 Oct 1997	Other	2155104
Michael Philip Baer	Director	1 Jan 1998	Other	1275992
Gary Gerard Garofalo	Vice president	1 Jan 1998	Other	2460336
Walter George Knabenhans	Chairman	1 Apr 1998	Other	xxx-xx-xxxx
Hector Luis Jr Santiago	Vice president	1 Jun 1998	Other	2802405
Michel Vukotic	Director	1 Dec 1998	Other	xxx-xx-xxxx
Peter Klaus Reinmuth	Portfolio manager	1 Apr 1999	Other	4026932
Cono Gallo	Vice president	1 Dec 1999	Other	1834066
Hendricus Francisco Bocxe	Vice president	1 Jul 2000	Other	2759565
Hector Luis Jr Santiago	First vice president	1 Jan 2001	Other	2802405
Michael Philip Baer	Chairman	1 Jan 2001	Other	1275992
Thomas Andreas Metzger	First vice president	1 Jan 2001	Other	2174618
Michael Kevin Quain	Vice president	1 Jan 2001	Other	1834063
Arnaud Pierre Michel	Director	1 Feb 2001	Other	4362934
Thomas Andreas Metzger	Senior vice president	1 Jul 2001	Other	2174618
Andrea Quapp	First vice president	1 Aug 2001	Other	4460424
Holly Hylton Miller	First vice president	1 Jan 2002	Other	1825978
Hansruedi Wuergler	First vice president/chief risk manager	1 Mar 2002	Other	xxx-xx-xxxx
Hansruedi Wuergler	First vice president/chief risk manager	1 Apr 2002	Other	xxx-xx-xxxx
Markus Linke	Frist vice president	1 May 2002	Other	2539889
Stefan Froehlich	Portfolio manager	1 Jul 2002	Other	4576540
Francis Michael Harte	Senior vice president	1 Oct 2002	Other	1976402
Antoinette Hunziker Ebneter	Director	1 Apr 2003	Other	18155
Hendricus Francisco Bocxe	First vice president	1 Apr 2003	Other	2759565
Antoinette Christine Hunziker Ebneter	Director	1 Apr 2003	Other	4672152
Terence George Reynolds	First vice president	1 Jul 2004	Other	1474882

Based in New York

The principal office where Julius Baer Securities Inc. performs its advisory services is located at 330 Madison Ave, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. The firm also has an office outside of the United States.