Northern Lights Capital Group, LLC (Tacoma)

Northern Lights Capital Group, LLC is a large advisory firm based in Tacoma. It manages $299.12 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Colorado and Washington.

Northern Lights Capital Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northern Lights Capital Group: assets under management

The assets under management (AUM) of Northern Lights Capital Group, LLC is $299.12 million. The firm's AUM has grown by 520% since the beginning of its operation, and $299.12 million of the total AUM is attributable to clients outside of the United States.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Northern Lights Capital Group, LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Northern Lights Capital Group serves?

The only and largest group of clients of Northern Lights Capital Group is pooled investment vehicles with 1 clients and $299.12 million of assets under management. Among the 7 most similar advisory firms, Northern Lights Capital Group has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $299.12 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Northern Lights Capital Group also advises several private funds. Namely, one private equity fund.

Careers at Northern Lights Capital Group, LLC

The company employs 14 people that are either part- or full-time employees. 14 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Indirect Owners

Based in Tacoma

The principal office where Northern Lights Capital Group, LLC performs its advisory services is located at 2323 North 30 Th Street, Tacoma, WA 98403, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 253-238-0417. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at nlcg.com.

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