Ames Capital, LLC (Pacific Palisades)

Ames Capital, LLC is a related adviser based in Pacific Palisades. It manages $14.9 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of California.

Ames Capital provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ames Capital: assets under management

The assets under management (AUM) of Ames Capital, LLC is $14.9 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $14.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.9 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ames Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ames Capital, LLC

Ames Capital, LLC is owned by Alicia Phelps Ames. Mark Zabriskie Ames joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark Zabriskie Ames	Chief compliance officer	1 May 2009	50% - 75%	2449917
Alicia Phelps Ames	Owner	1 May 2009	25% - 50%	5692325

Based in Pacific Palisades

The principal office where Ames Capital, LLC performs its advisory services is located at 408 Ocampo Drive, Pacific Palisades, CA 90272, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.