Garland Bruce Douglas (Moraga)

Garland Bruce Douglas is a large advisory firm based in Moraga. It manages $153.14 million of regulatory assets for 220 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Nevada, Texas, and Washington.

Garland Bruce Douglas provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Garland Bruce Douglas: assets under management

The assets under management (AUM) of Garland Bruce Douglas is $153.14 million. The firm's AUM has grown by 62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $144.31 million in discretionary accounts and $8.83 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $658.93 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $8.83 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Garland Bruce Douglas for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Garland Bruce Douglas

Ward Paul Lindenmayer has been acting as President since 1 Apr 2004. Bruce Douglas Garland joined the executive team most recently as the Owner And President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bruce Douglas Garland	Owner and president	1 Jan 1994	75% - 100%	4355766
Ward Paul Lindenmayer	President	1 Apr 2004	Other	1099969
Ward Paul Lindenmayer	Chief compliance officer	1 Oct 2004	Other	1099969

Based in Moraga

The principal office where Garland Bruce Douglas performs its advisory services is located at 1600 School Street, Suite 105, Moraga, CA 94556, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.