Mcbroom & Associates, LLC (Henderson)

Mcbroom & Associates, LLC is an adviser based in Henderson. It manages $40 million of regulatory assets for 52 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California and Nevada.

Mcbroom & Associates provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mcbroom & Associates: assets under management

The assets under management (AUM) of Mcbroom & Associates, LLC is $40 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $769.23 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mcbroom & Associates, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mcbroom & Associates, LLC

Martin Willey Mcbroom has been acting as President since 1 Jan 2012. Yuko T Du Bois joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Martin Willey Mcbroom	Managing member and chief compliance officer	1 Mar 2010	75% - 100%	822479
Martin Willey Mcbroom	President	1 Jan 2012	75% - 100%	822479
Yuko T Du Bois	Chief compliance officer	1 Jan 2012	Other	3200540

Based in Henderson

The principal office where Mcbroom & Associates, LLC performs its advisory services is located at 2801 Winslow Springs Dr, Henderson, NV 89052 6891 The mailing address of the firm is Po Box 530669, Henderson, NV 89053 0669. It doesn’t run an office outside of the United States.