Sachs Investment Group, LLC (Louisville)

Sachs Investment Group, LLC is an adviser based in Louisville. It manages $65.43 million of regulatory assets for 211 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Florida, Kentucky, and Texas.

Sachs Investment Group provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sachs Investment Group: assets under management

The assets under management (AUM) of Sachs Investment Group, LLC is $65.43 million. The firm's AUM has grown by 41% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $63.24 million in discretionary accounts and $2.19 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $343.69 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $81.02 thousand.

Sachs Investment Group has custody of $65.43 million in cash and securities for 132 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sachs Investment Group, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sachs Investment Group, LLC

Sachs Investment Group, LLC is owned by Morton Hart Sachs. Ronald Edward Mcgrath joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Scott Browning	General partner	1 May 2009	Other	2240962
Morton Hart Sachs	Owner	1 May 2009	75% - 100%	1113609
Gerald Thomas Case	Managing partner	1 May 2009	Other	4908108
James E Buchheit	General partner	1 May 2009	Other	4724168
Ronald Edward Mcgrath	Chief compliance officer	1 May 2009	Other	1666112
James Edward Buchheit	Member	1 May 2009	Other	4724168
Ronald Edward Mcgrath	Chief financial officer	1 Mar 2011	Other	1666112
Jennifer Ellen Dobbins	Chief compliance officer	1 Mar 2011	Other	1078611

Based in Louisville

The principal office where Sachs Investment Group, LLC performs its advisory services is located at 1346 S. Third Street, Louisville, KY 40208, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.