Swvp Fund Xvii Gp, LLC (San Diego)

Name: Swvp Fund Xvii Gp, LLC
Address: 12770 El Camino Real, San Diego, CA, 92130 2008
Telephone: 858-480-2900

Swvp Fund Xvii Gp, LLC is a related adviser based in San Diego. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Swvp Fund Xvii Gp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Swvp Fund Xvii Gp has custody of $338.93 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Swvp Fund Xvii Gp, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Swvp Fund Xvii Gp serves?

The only and largest group of clients of Swvp Fund Xvii Gp is pooled investment vehicles with 1 clients and $0 of assets under management. Among the 7 most similar advisory firms, Swvp Fund Xvii Gp has the highest percentage of pooled investment vehicles out of all clients.

None of the firm’s clients are foreign persons or businesses.

Swvp Fund Xvii Gp doesn't advise any private funds.

Careers at Swvp Fund Xvii Gp, LLC

The company employs 33 people that are either part- or full-time employees. 6 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Susanne Denise Fota	Controller	1 Feb 2012	Other	6030122
Mark Aaron Schlossberg	Authorized representative	1 Aug 2014	Other	6030119
Cary Mack	Authorized representative	1 Aug 2014	Other	1768188
Lp Mas Limited Partners Ii	Member	1 Aug 2014	25% - 50%	46-4620781
Robert Sarver Trust Dated 9/29/97	Member	1 Aug 2014	Other	xxx-xx-xxxx
Llc Result Vi	Member	1 Aug 2014	25% - 50%	47-3655224
Llc Bradford Waitt Sw Value Partners	Member	1 Aug 2014	Other	47-3735620
Cary P Mack	Authorized representative	1 Aug 2014	Other	1768188
Southwest Value Partners	Manager	1 Aug 2014	Other	161582
Maria Elizabeth Bonacci	Chief compliance officer	1 Jan 2018	Other	6905054
Susanne Denise Fota	Director of administration & financial reporting	1 Jun 2018	Other	6030122
Susanne Denise Fota	Director of administration & financial reporting and chief compliance officer	1 Oct 2018	Other	6030122
Mayra Karina Mariscal	Senior project manager - legal & corporate and chief compliance officer	1 May 2019	Other	7113573

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Gary Sarver	Trustee	1 Sep 1997	Other	1738644
Llc Result V	Member	1 May 2009	25% - 50%	20-5925725
Cary P Mack	Manager	1 May 2009	75% - 100%	1768188
Cary P Mack	Manager	1 Dec 2011	75% - 100%	1768188
Llc Cisp	Member	1 Oct 2012	25% - 50%	80-0870299
Mark Aaron Schlossberg	General partner	1 Jan 2014	Other	6030119
Lp Mas Limited Partners Ii	Member	1 Jan 2014	25% - 50%	46-4620781
Cary Mack	Manager	1 Feb 2015	75% - 100%	1768188
Dana Cuthbert Bradford	Manager	1 Feb 2015	75% - 100%	4021967
Cary P Mack	Manager	1 Feb 2015	75% - 100%	1768188

Based in San Diego

The principal office where Swvp Fund Xvii Gp, LLC performs its advisory services is located at 12770 El Camino Real, San Diego, CA 92130 2008, which is also the mailing address of the firm. An additional office of the firm is in Nashville, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-480-2900 or by fax 858-480-2909. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at swvp.com.