Arbor Realty Collateral Management, LLC (Uniondale)


Arbor Realty Collateral Management, LLC is a large advisory firm based in Uniondale. It manages $2.19 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

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Arbor Realty Collateral Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as collateral manager.

Arbor Realty Collateral Management: assets under management

The assets under management (AUM) of Arbor Realty Collateral Management, LLC is $2.19 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 53% since the beginning of its operation, and $2.19 billion of the total AUM is attributable to clients outside of the United States.


The firm manages $2.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $365 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Arbor Realty Collateral Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Arbor Realty Collateral Management serves?

The only and largest group of clients of Arbor Realty Collateral Management is pooled investment vehicles with 1 clients and $2.19 billion of assets under management. Among the 10 most similar advisory firms, Arbor Realty Collateral Management has the highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $2.19 billion for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Arbor Realty Collateral Management doesn't advise any private funds.

Careers at Arbor Realty Collateral Management, LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Leah Fisher joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Arbor Realty Sr Inc. Sole member 1 Jan 2005 75% - 100% 202133699
Paul Anthony Elenio Chief financial officer 1 Dec 2006 Other 6050201
Ivan Paul Kaufman Chief executive officer 1 Dec 2006 Other 6050206
Leah Fisher Chief compliance officer 1 Mar 2012 Other 6050214

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Arbor Realty Trust Shareholder- common shares 1 Jun 2003 75% - 100% 200057959
Inc. Arbor Realty Gpop General partner 1 Jun 2003 Other 20-0057748
Inc. Arbor Realty Lpop Limited partner 1 Jul 2003 75% - 100% 208445203
Arbor Realty Limited Partnership Shareholder- common shares 1 Jan 2005 75% - 100% 200057772

Based in Uniondale

The principal office where Arbor Realty Collateral Management, LLC performs its advisory services is located at 333 Earle Ovington Boulevard, Uniondale, NY 11553, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1-800-878-5160 or by fax 516-832-8045. The normal business hours are 8:30 am- 5:30 pm on Monday - Friday. You can find more information about the New York firm at arbor.com.