Cni Recf Advisors, LLC (Los Angeles)

Name: Cni Recf Advisors, LLC
Address: 515 S. Flower Street, Los Angeles, CA, 90071
Telephone: 310-282-8820

Cni Recf Advisors, LLC is an investment adviser to an investment company based in Los Angeles. It manages $46.69 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Colorado, Maryland, and New York.

Cni Recf Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cni Recf Advisors: assets under management

The assets under management (AUM) of Cni Recf Advisors, LLC is $46.69 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1885% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $46.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.34 million each.

Cni Recf Advisors has custody of $46.69 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cni Recf Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Cni Recf Advisors serves?

The only and largest group of clients of Cni Recf Advisors is investment companies with 5 clients and $46.69 million of assets under management. Among the 4 most similar advisory firms, Cni Recf Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $46.69 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Cni Recf Advisors doesn't advise any private funds.

Careers at Cni Recf Advisors, LLC

The company employs 457 people that are either part- or full-time employees. 34 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Joseph Barrack	Chairman of registrant; chairman of colony capital investment advisors, llc; executive chairman of colony northstar, inc.	1 Apr 2015	Other	1277846
Richard Brett Saltzman	Chief executive officer of registrant	1 Apr 2015	Other	711874
Mark Melvin Hedstrom	Vp of registrant; vp of colony capital investment advisors, llc and chief operating officer of colony northstar, inc.	1 Apr 2015	Other	5077054
Darren James Tangen	Vp of registrant; vp of colony capital investment advisors, llc and chief financial officer of colony northstar, inc.	1 Apr 2015	Other	4235602
Ronald Mark Sanders	Vp of registrant; vp of colony capital investment advisors,llc and chief legal officer of colony northstar, inc.	1 Apr 2015	Other	5077056
Llc Cni Advisor Holdings	Member	1 Jan 2017	75% - 100%	81-4880602
Sandra Matrick Forman	Chief compliance officer	1 Jan 2017	Other	6135979
Thomas Joseph Barrack	Chairman of registrant; chairman of colony capital investment advisors, llc; executive chairman of colony northstar, inc.	1 Jan 2017	Other	1277846
Richard Brett Saltzman	Chief executive officer of registrant	1 Jan 2017	Other	711874
Mark Melvin Hedstrom	Vp of registrant; vp of colony capital investment advisors, llc and chief operating officer of colony northstar, inc.	1 Jan 2017	Other	5077054
Darren James Tangen	Vp of registrant; vp of colony capital investment advisors, llc and chief financial officer of colony northstar, inc.	1 Jan 2017	Other	4235602
Ronald Mark Sanders	Vp of registrant; vp of colony capital investment advisors,llc and chief legal officer of colony northstar, inc.	1 Jan 2017	Other	5077056

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Colony Capital Investment Holdco	Member	1 Apr 2015	75% - 100%	47-3464516
Llc Colony Capital Op Subsidiary	Member	1 Apr 2015	75% - 100%	37-1779288
Llc Colony Capital Operating Company	Member	1 Apr 2015	75% - 100%	45-2443407
Inc. Colony Northstar	Member	1 Apr 2015	75% - 100%	27-0419483
Inc. Colony Capital	Member	1 Apr 2015	75% - 100%	27-0419483
Llc Colony Capital Investment Advisors	Member	1 Jan 2017	75% - 100%	175506

Based in Los Angeles

The principal office where Cni Recf Advisors, LLC performs its advisory services is located at 515 S. Flower Street, Los Angeles, CA 90071, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-282-8820 or by fax 310-460-7956. The normal business hours are 7:00 am - 7:00 pm on Monday - Friday. You can find more information about the New York firm at clns.com.