Windham Brannon Financial Group, Inc. (Atlanta)

Name: Windham Brannon Financial Group, Inc.
Address: 1355 Peachtree St, Atlanta, GA, 30309
Telephone: 404-898-2000

Windham Brannon Financial Group, Inc. is a large advisory firm based in Atlanta. It manages $724.63 million of regulatory assets for 285 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Florida, Georgia, North Carolina, and Texas.

Windham Brannon Financial Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Windham Brannon Financial Group: assets under management

The assets under management (AUM) of Windham Brannon Financial Group, Inc. is $724.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 469% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $724.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.54 million each.

Windham Brannon Financial Group has custody of $80.63 million in cash and securities for 84 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Windham Brannon Financial Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Windham Brannon Financial Group, Inc.

James Wallace Heard has been acting as President since 1 Nov 1999. Heidi Lamarca joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Wallace Heard	President	1 Nov 1999	25% - 50%	1219939
John Edgar	Vice president	1 Nov 1999	Other	2444595
Charles Lee Mcgimsey	Secretary	1 Nov 1999	Other	4377698
William Joseph Bomar	Shareholder	1 Nov 1999	Other	4377699
Barbara Minderman Coats	Shareholder	1 Nov 1999	Other	4377700
Matthew Harrison Levin	Shareholder	1 Nov 1999	Other	4377701
Carolyn Crowe Riticher	Shareholder	1 Nov 1999	Other	4377702
John Franklin Edgar	Vice president	1 Nov 1999	Other	2444595
Jr. John Franklin Edgar	Vice president	1 Nov 1999	Other	2444595
Brent Alan Wilkinson	Shareholder	1 Oct 2001	Other	4745149
David Holly Kloess	Shareholder	1 Oct 2002	Other	4745175
Amy Farel Merrill	Vice president	1 Jan 2003	Other	4658964
Heidi Lamarca	Shareholder	1 Oct 2004	Other	5320799

Based in Atlanta

The principal office where Windham Brannon Financial Group, Inc. performs its advisory services is located at 1355 Peachtree St, Atlanta, GA 30309, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-898-2000 or by fax 404-898-2010. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at windhambrannon.com.