Allen, Mooney & Barnes Investment Advisors, LLC (Thomasville)

Name: Allen, Mooney & Barnes Investment Advisors, LLC
Address: 135 South Madison Street, Thomasville, GA, 31792
Telephone: 866-277-1500

Allen, Mooney & Barnes Investment Advisors, LLC is a large advisory firm based in Thomasville. It manages $651.58 million of regulatory assets for 1,256 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arkansas, Florida, Georgia, and 8 other states.

Allen, Mooney & Barnes Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Allen, Mooney & Barnes Investment Advisors: assets under management

The assets under management (AUM) of Allen, Mooney & Barnes Investment Advisors, LLC is $651.58 million. The firm's AUM has grown by 283% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $466.89 million in discretionary accounts and $184.69 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $915.48 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $247.57 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 67% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio. Investments in state and local bonds form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Allen, Mooney & Barnes Investment Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Allen, Mooney & Barnes Investment Advisors serves?

The firm provides services to individuals, high net worth individuals, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Allen, Mooney & Barnes Investment Advisors is corporations or other businesses with 172 clients and $229.87 million of assets under management. Among the 11 most similar advisory firms, Allen, Mooney & Barnes Investment Advisors has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $650.12 million for 1,210 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Allen, Mooney & Barnes Investment Advisors doesn't advise any private funds.

Careers at Allen, Mooney & Barnes Investment Advisors, LLC

The company employs 13 people that are either part- or full-time employees. 77 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Faim Investments	Parent company	1 Jan 2001	75% - 100%	58-2584517
Richard Gordon Mooney	Managing partner	1 Sep 2001	Other	1557033
Miron Herbert Allen	Ceo	1 Sep 2001	Other	1561147
Miron Herbert Allen	Chief compliance officer	1 Feb 2004	Other	1561147
Travis Stanley Barnes	Managing partner	1 Sep 2005	Other	2158191
Carla Mercedes Roach	Chief compliance officer	1 Dec 2006	Other	4201936
Sylvia Locke Dillinger	Cfo	1 Dec 2006	Other	4278390
Mark Eric Davis	Chief compliance officer	1 Aug 2017	Other	4275024
Heather Michele Strickland	Cfo	1 Aug 2017	Other	6583810

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Miron Herbert Allen	Managing partner	1 Jan 2001	Other	1561147
Richard Gordon Mooney	Managing partner	1 Jan 2001	Other	1557033
John Powell Frazee	Partner	1 Jan 2001	Other	4399394
Kate Ireland	Partner	1 Jan 2001	Other	4399396
Richard Allan Weidner	Board member	1 Jun 2010	Other	3218978
Charles Wesley Roberts	Owner/board member	1 Oct 2011	Other	6005417
Gordon Allen Maner	Ownder	1 Mar 2015	25% - 50%	4916231

Based in Thomasville

The principal office where Allen, Mooney & Barnes Investment Advisors, LLC performs its advisory services is located at 135 South Madison Street, Thomasville, GA 31792 The mailing address of the firm is P.O. Box 1116, Thomasville, GA 31799 1116. An additional office of the firm is in St Simons Island, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 866-277-1500 or by fax 229-225-1525. The normal business hours are 8:00a.m. - 5:00p.m. on Monday - Friday. You can find more information about the New York firm at ambwealth.com.