Nomura Global ALPha LLC is a large advisory firm based in New York. It manages $149.49 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2008.
Nomura Global ALPha provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as sponsor of pooled investment vehicles.
The assets under management (AUM) of Nomura Global ALPha LLC is $149.49 million. The firm's AUM has grown by 78% since the beginning of its operation, and $149.49 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Nomura Global ALPha LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Yutaka Itabashi is pooled investment vehicles with 3 clients and $149.49 million of assets under management. Among the 10 most similar advisory firms, Nomura Global ALPha has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $149.49 million for 3 clients. 100% of the firm’s clients are foreign persons or businesses.
Nomura Global ALPha also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Yutaka Itabashi has been acting as President since 1 Nov 2013. Shalabh Garg has served as the Chief Investment Officer since 1 Sep 2011. Hideo Kajiwara joined the executive team most recently as the Chief Investment Officer.
The principal office where Nomura Global ALPha LLC performs its advisory services is located at Worldwide Plaza, New York, NY 10019 7316, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-667-1414 or by fax 212-667-1463. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.