Cef Advisers Inc (New York)


Cef Advisers Inc is an investment adviser to an investment company based in New York. It manages $5.36 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

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Cef Advisers provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cef Advisers: assets under management

The assets under management (AUM) of Cef Advisers Inc is $5.36 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -89% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $5.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.36 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cef Advisers Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mark Campbell Winmill Trustee 1 May 2012 50% - 75% 1181703
Thomas Bassett Winmill Trustee 1 May 2012 50% - 75% 1849082
Winmill Family Trust Owner of 100% of voting stock 1 May 2012 75% - 100% 46-6203121

Based in New York

The principal office where Cef Advisers Inc performs its advisory services is located at 11 Hanover Sq, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-344-6310 or by fax 212-363-1102. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at www.closedendfunds.net.