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James Rochat & Associates (Minnetonka)


James Rochat & Associates is a large advisory firm based in Minnetonka. It manages $29.52 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Minnesota.

James Rochat & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

James Rochat & Associates: assets under management

The assets under management (AUM) of James Rochat & Associates is $29.52 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $29.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.38 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay James Rochat & Associates for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Minnetonka

The principal office where James Rochat & Associates performs its advisory services is located at 15809 Willowood Drive, Minnetonka, MN 55345, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 952-937-2192 or by fax 651-662-2164. The normal business hours are 8:00 a.m.- 4:30 p.m. on Monday - Friday.


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