Chase Alternative Asset Management, Inc. (New York)

Name: Chase Alternative Asset Management, Inc.
Address: Att: Sandra Sojka, New York, NY, 10036
Telephone: 212-789-5782

Chase Alternative Asset Management, Inc. is a large advisory firm based in New York. It manages $3.36 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2001.

Chase Alternative Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Chase Alternative Asset Management: assets under management

The assets under management (AUM) of Chase Alternative Asset Management, Inc. is $3.36 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.36 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $167.92 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chase Alternative Asset Management, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chase Alternative Asset Management, Inc.

Michele Gagne Kinner has been acting as President since 1 Dec 1999. John Michael Basil Oconnor joined the executive team most recently as the Chairman Of The Board.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The Chase Manhattan Bank	Direct parent	1 Jul 1987	75% - 100%	13-4994650
Francis Giorgio	Cfo & vice president	1 Feb 1996	Other	1894501
Scott Eric Stein	Vice president	1 Jul 1997	Other	2205366
Joel Katzman	President, ceo & director	1 Jul 1997	Other	2062817
Sandra Sojka	Vice president & compliance officer	1 Oct 1997	Other	2966973
Michele Gagne Kinner	Director	1 Dec 1999	Other	xxx-xx-xxxx
John Michael Basil Oconnor	Chairman of the board	1 Mar 2000	Other	1036119

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Chase Manhattan Corporation	Owner	1 Aug 1997	75% - 100%	13-3571651
J.P. Morgan Chase & Co.	Owner	1 Aug 1997	75% - 100%	13-3571651

Based in New York

The principal office where Chase Alternative Asset Management, Inc. performs its advisory services is located at Att: Sandra Sojka, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-789-5782 or by fax 212-596-3871. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.jpmorganpartners.com.