Walnut Street Advisers Inc (Saint Louis)

Name: Walnut Street Advisers Inc
Address: 13045 Tesson Ferry Road, Saint Louis, MO, 63128
Telephone: 314-525-9108

Walnut Street Advisers Inc is a pension cosultant based in Saint Louis. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Walnut Street Advisers provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Walnut Street Advisers Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Walnut Street Advisers Inc

Richard Joseph Miller has been acting as President since 1 Jan 1997. Laurie Lennox joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Don Patrick Wuller	Cfo/senior vice president	1 Feb 1992	Other	1361800
Matthew Patrick Mccauley	Secretary/general counsel	1 Mar 1992	Other	1036342
Inc. Walnut Street Securities	Parent of walnut street advisers, inc.	1 Mar 1992	75% - 100%	43-1333368
Bernard H Wolzenski	Director	1 Jan 1994	Other	1689931
Edward Thomas Hughes	Treasurer	1 Dec 1994	Other	1464688
Dona Lee Barber	Director	1 Aug 1996	Other	2786108
Richard Joseph Miller	President/ceo/director	1 Jan 1997	Other	1070106
Norman Robert Lazarus	Chief compliance officer	1 Oct 1998	Other	1987639
Kevin Charles Eichner	Chairman	1 Jun 1999	Other	3237676
Craig William Markham	Investment committee member	1 Aug 2000	Other	1383638
Dennis J Capriglione	Vice president, general counsel	1 Oct 2002	Other	4374204
Robert Henry Petersen	Chief financial officer	1 Oct 2002	Other	361234
Jonathan Marc Rozek	Vice president, advisory	1 Oct 2002	Other	724079
James William Koeger	Assistant treasurer	1 Oct 2002	Other	3248903
Maureen Mcgarity Sheehan	Assistant secretary, associate general counsel	1 Oct 2002	Other	2723399
Dennis Jay Capriglione	Vice president, general counsel	1 Oct 2002	Other	4374204
Michael Kevin Farrell	Chief executive officer	1 Aug 2003	Other	854508
Craig William Markham	President	1 Mar 2004	Other	1383638
Virgelan Ernesto Aquino	Chief operations officer	1 Oct 2004	Other	2976229
William John Toppeta	Director	1 Oct 2004	Other	2835140
Gwenn Louise Carr	Secretary	1 Feb 2005	Other	4930300
Paul Gerard Cellupica	Chief legal officer	1 Jul 2005	Other	5002602
Donald Roy Kaplan	Vice president, chief compliance officer and aml officer	1 Apr 2006	Other	1727509
Laurie Lennox	Chief compliance officer	1 Jun 2006	Other	1126708

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Genamerica Financial Corporation	In-direct owner of walnut street advisers	1 Dec 1997	75% - 100%	43-1779470
Metropolitan Life Insurance Company	In-direct owner of walnut street advisers	1 Jan 2000	75% - 100%	13-5581829
Inc. Metlife	In-direct owner of walnut street advisers	1 Apr 2000	75% - 100%	13-4075851

Based in Saint Louis

The principal office where Walnut Street Advisers Inc performs its advisory services is located at 13045 Tesson Ferry Road, Saint Louis, MO 63128, which is also the mailing address of the firm. An additional office of the firm is in Cincinatti, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-525-9108 or by fax 314-525-9106. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at walnutstreet.com.