Witter William D Inc (New York)

Name: Witter William D Inc
Address: 153 E 53 Rd Street, New York, NY, 10022 4611
Telephone: 212-753-7878

Witter William D Inc is a large advisory firm based in New York. It manages $362.04 million of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Indiana, and New York.

Witter William D provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Witter William D: assets under management

The assets under management (AUM) of Witter William D Inc is $362.04 million. The firm's AUM has gone down by -78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $344.22 million in discretionary accounts and $17.83 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.34 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $8.91 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Witter William D Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Witter William D Inc

William David Witter has been acting as President since 1 Nov 1976. Sherry Pryor joined the executive team most recently as the Chairman.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William David Witter	President/tr./director	1 Nov 1976	75% - 100%	470836
Jeffrey Eric Schuss	Managing director	1 Apr 1995	Other	1326294
Paul Barry Phillips	Managing director	1 Feb 1996	Other	4343344
Melanie Hope Marshak	Vice president	1 Dec 1997	Other	2068477
Richard Evans Greulich	Managing director	1 Dec 2000	Other	1087963
Iii Dean Witter	President/director/serving in capacity as executor of estate of william d. witter	1 May 2003	75% - 100%	4674429
Melanie Hope Marshak	Vice president, cfo	1 Oct 2003	Other	2068477
Marital Election Trust Ii	Shareholder	1 Feb 2004	75% - 100%	20-6067829
Debasish Banerjee	Chief compliance officer	1 Aug 2004	Other	1555979
Victor Ugolyn	President, ceo	1 Feb 2005	Other	1270471
William S Myers	Director	1 Sep 2005	Other	5202308
Inger K Witter	Co-trustee of the marital election trust ii	1 Jun 2006	Other	5202279
Ralph Morgan Richart	Co-trustee of the marital election trust ii	1 Jun 2006	Other	5203233
Sherry Pryor Witter	Director	1 Jul 2006	Other	3082995
Sidney W Witter	Director	1 Jul 2006	Other	5230800
Sherry Pryor	Director	1 Jul 2006	Other	3082995
Ann Marie Pierno	Treasurer	1 Aug 2006	Other	2055703
William James Reik	Chief operating officer	1 Aug 2006	Other	373399
Eileen M Lawrence	Chief administrative officer	1 Aug 2006	Other	5230801
Michael David Witter	President, ceo and director	1 Oct 2006	Other	2899827
Anna Christina Witter	Secretary and director	1 Oct 2006	Other	5250351
Peter Te Tsu	Director	1 Jan 2007	Other	4003311
Daniel C Pryor	Coo	1 Feb 2007	Other	2401730
Sherry Pryor	Chairman	1 Apr 2007	Other	3082995
Sherry Pryor Witter	Chairman/director	1 Apr 2007	Other	3082995

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Dean Iii Witter	Trustee	1 Feb 2004	75% - 100%	20-6067829

Based in New York

The principal office where Witter William D Inc performs its advisory services is located at 153 E 53 Rd Street, New York, NY 10022 4611, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-753-7878 or by fax 212-486-7697. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.wdwitter.com.