Fiduciary Counselors Inc. (Washington)

Name: Fiduciary Counselors Inc.
Address: 700 12 Th Street Nw, Washington, DC, 20005 4052
Telephone: 202-558-5130

Fiduciary Counselors Inc. is a large advisory firm based in Washington. It manages $17.23 billion of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of District of Columbia.

Fiduciary Counselors provides portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fiduciary Counselors: assets under management

The assets under management (AUM) of Fiduciary Counselors Inc. is $17.23 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 28231% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17.23 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.01 billion each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fiduciary Counselors Inc. for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ellen Anne Hennessy serves?

The only and largest group of clients of Ellen Anne Hennessy is pension and profit sharing plans with 17 clients and $17.23 billion of assets under management. Among the 5 most similar advisory firms, Fiduciary Counselors has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $17.23 billion for 17 clients. None of the firm’s clients are foreign persons or businesses.

Fiduciary Counselors doesn't advise any private funds.

Careers at Fiduciary Counselors Inc.

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ellen Anne Hennessy has been acting as President since 1 Nov 1999. John J Miller joined the executive team most recently as the Shareholder Only.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ellen Anne Hennessy	President	1 Nov 1999	75% - 100%	4380430
Vicki Lou Dungan	Vice president communications	1 Jul 2003	Other	4686636
Caroline D. Klam	Chief operating officer	1 Jul 2003	Other	4686632
Christopher Capuano	Vice president and general counsel	1 Jul 2003	Other	4685801
Inc. Fiduciary Group	100% owner of fiduciary counselors inc.	1 Jul 2003	75% - 100%	02-0687763
John J Miller	Vice president and chief financial officer	1 Jul 2003	Other	4783468
Laura Sue Rosenberg	Vice president, finance	1 Feb 2004	Other	4781275
Caroline D. Klam	Senior vice president & chief operating officer	1 Feb 2005	Other	4686632
Laura Sue Rosenberg	Directior, senior vice president, finance	1 Feb 2005	Other	4781275
Ellen Anne Hennessy	President & ceo	1 Feb 2005	75% - 100%	4380430
Christopher Capuano	Senior vice president & general counsel, chief compliance officer	1 Feb 2005	Other	4685801
John J Miller	Senior vice president & chief financial officer	1 Feb 2005	Other	4783468
John Stephen Caflisch	Director, general counsel	1 Oct 2005	Other	6045892
Katherine Griswold	Director of investments	1 Jan 2009	Other	6045905
Mary Ann Arlt	Senior vice president, plan administration	1 Jul 2009	Other	6045899
John J Miller	Director, president & chief financial officer	1 Sep 2010	Other	4783468
Christopher Capuano	Shareholder	1 Jan 2014	Other	4685801
Thomas E O'connor	Chief compliance officer	1 Jan 2014	Other	6473212
Mary Ann Arlt	Shareholder only	1 Feb 2016	Other	6045899
Caroline D. Klam	Shareholder only	1 Mar 2016	Other	4686632
John J Miller	Director, chief executive officer	1 Jan 2017	25% - 50%	4783468
Thomas E O'connor	Director, president	1 Jan 2017	Other	6473212
Kathryn A Ricard	Chief compliance officer	1 Mar 2017	Other	6777336
Laura Sue Rosenberg	Director, senior vice president	1 Dec 2017	25% - 50%	4781275
John J Miller	Shareholder only	1 Jan 2018	Other	4783468
Thomas E O'connor	Director, president & ceo	1 Jan 2018	Other	6473212

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Aon Corporation	Shareholder	1 Jan 1997	75% - 100%	36-3051915
Inc. Aon Group	Shareholder	1 Jan 1997	75% - 100%	52-0969822
Aon New Jersey Holding Corporation	Shareholder	1 Jul 1998	75% - 100%	22-3597996
Inc. Aon Consulting Worldwide	Shareholder	1 Oct 2000	75% - 100%	52-1508151
Estate Of Ellen Hennessy	Shareholder	1 Feb 2011	50% - 75%	27-7137628

Based in Washington

The principal office where Fiduciary Counselors Inc. performs its advisory services is located at 700 12 Th Street Nw, Washington, DC 20005 4052, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 202-558-5130 or by fax 202-558-5140. The normal business hours are 9 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at fiduciarycounselors.com.