Fmr Investment Management (Uk) Limited (London)

Name: Fmr Investment Management (Uk) Limited
Address: 1 St. Martins Le Grand, London, Ec1 A 4 As
Telephone: 44(0)2071843500

Fmr Investment Management (Uk) Limited is a large advisory firm based in London. It manages $20.27 billion of regulatory assets for 45 client accounts. It has been registered with the SEC as an adviser since 2015.

Fmr Investment Management (Uk) Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio management for foreign, proprietary, and bank managed funds and accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fmr Investment Management (Uk) Limited: assets under management

The assets under management (AUM) of Fmr Investment Management (Uk) Limited is $20.27 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and $4.97 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $20.27 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $450.48 million each.

Investments

The firm invests in sovereign bonds the most. They account for 67% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 28% of the firm’s portfolio. Investments in investment grade corporate bonds form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fmr Investment Management (Uk) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mark David Flaherty serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Mark David Flaherty is investment companies with 21 clients and $13.75 billion of assets under management. Among the 11 most similar advisory firms, Fmr Investment Management (Uk) Limited has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $19.94 billion for 25 clients. 3% of the firm’s clients are foreign persons or businesses.

Fmr Investment Management (Uk) Limited also advises several private funds.

Careers at Fmr Investment Management (Uk) Limited

The company employs 92 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mark David Flaherty has been acting as President since 1 Jan 2012. William Charles Coffey joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Scott C (Mi Only) Goebel	Assistant secretary	1 Jun 2008	Other	4491841
Mark David Flaherty	Director	1 Jan 2012	Other	6031145
Linda Jean Wondrack	Chief compliance officer	1 Apr 2012	Other	1589187
William E Dailey	Treasurer, director	1 Nov 2012	Other	5226182
Adrian James Tyerman	Compliance officer	1 Dec 2012	Other	5889704
Fidelity Management & Research (U.K.) Inc.	Shareholder	1 Jan 2013	75% - 100%	04-3532603
Jeffrey Paul Lagarce	Chief executive officer, director	1 Jan 2015	Other	1014406
Nancy D. Prior	Director	1 Apr 2015	Other	6044826
Nancy Delia Prior	Director	1 Apr 2015	Other	6044826
Matthew Thomas Born	Director	1 May 2015	Other	2268994
Michael D Kopfler	Director	1 May 2015	Other	6172121
Lawrence J. (Mi Only) Brindisi	Director	1 May 2015	Other	5438505
Brian B (Mi Only) Hogan	Director	1 Jun 2015	Other	5663718
Brian Brazell Hogan	Director	1 Jun 2015	Other	5663718
Marc Robert Bryant	Chief legal officer	1 Oct 2015	Other	4516386
Paula Jean Kienert	Director	1 Dec 2015	Other	6613792
Paula Kienert	Director	1 Dec 2015	Other	6613792
Derek Lane Young	Director	1 Mar 2016	Other	5538963
Derek L Young	Director	1 Mar 2016	Other	5538963
Christopher John Seabolt	Director	1 Apr 2016	Other	3090936
Markus Karl Eugen Eichacker	Co-chief executive officer, director	1 Jul 2016	Other	5747442
Andrew Geoffrey Lewis	Director	1 Jan 2017	Other	6744458
Fidelity Management & Research Company	Shareholder	1 May 2017	75% - 100%	108281
Mark (Nmn) Sullivan	Director	1 Dec 2017	Other	6901189
Joseph Frank Desantis	Director	1 Apr 2018	Other	1452824
James (Nmn) Pagliocco	Director	1 May 2018	Other	2141541
Kevin Matthew Meagher	Chief compliance officer	1 Jul 2018	Other	7002688
Matthew Thomas Born	Director	1 Aug 2018	Other	2268994
Andrew John Boyd	Director	1 Aug 2018	Other	7013457
William Charles Coffey	Chief legal officer	1 Nov 2018	Other	7036242

Indirect Owners

The SEC currently registers 13 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Edward C (Mi Only) Johnson	Director	1 Oct 1972	Other	1367269
Fmr Llc	Shareholder	1 Jul 1986	75% - 100%	04-2507163
Fidelity Management & Research Company	Shareholder	1 Jul 1986	75% - 100%	108281
James C (Mi Only) Curvey	Director	1 Feb 1990	Other	2293087
James Charles Curvey	Elected manager	1 Feb 1990	Other	2293087
Abigail Pierrepont Johnson	Director	1 May 1994	Other	4340399
Edward C (Mi Only) Johnson Iv	Director	1 Apr 2006	Other	5305256
John J (Mi Only) Remondi	Director	1 Apr 2006	Other	4348172
Edward Crosby Johnson Iv	Elected manager	1 Apr 2006	Other	5305256
John Joseph Remondi	Elected manager	1 Apr 2006	Other	4348172
Michael E (Mi Only) Wilens	Director	1 Oct 2014	Other	5653418
Gerard John Mcgraw	Director	1 Oct 2014	Other	4713963
Michael Engber Wilens	Elected manager	1 Oct 2014	Other	5653418

Based in London

The principal office where Fmr Investment Management (Uk) Limited performs its advisory services is located at 1 St. Martins Le Grand, London, Ec1 A 4 As The mailing address of the firm is 245 Summer St, V10 H, Boston, MA 02210. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44(0)2071843500 or by fax 44(0)2071843650. The normal business hours are 9:00 a.m. - 5:00 p.m. gmt on Monday - Friday. You can find more information about the New York firm at advisor.fidelity.com.