Pine Lake Advisors Inc (Lincoln)

Name: Pine Lake Advisors Inc
Address: 4000 Pine Lake Road, Lincoln, NE, 68516
Telephone: 402-437-3607

Pine Lake Advisors Inc is a large advisory firm based in Lincoln. It manages $188.05 million of regulatory assets for 303 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Idaho, and 6 other states.

Pine Lake Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pine Lake Advisors: assets under management

The assets under management (AUM) of Pine Lake Advisors Inc is $188.05 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 122% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $188.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $620.61 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pine Lake Advisors Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pine Lake Advisors Inc

Thomas Edward Henning has been acting as President since 1 Nov 1997. Carol Jane Watson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Don Alan Brubaker	President, director	1 Nov 1997	Other	1842317
Kevin Wayne Hammond	Vice president, director	1 Nov 1997	Other	4374781
William Ray Schmeeckle	Secretary, treasurer, director	1 Nov 1997	Other	1162617
Security Financial Life Insurance Co.	Parent company	1 Nov 1997	75% - 100%	47-0293990
Thomas Edward Henning	Director	1 Nov 1997	Other	4518693
David Thees Wallman	Director	1 Nov 1997	Other	4374993
Sml Holdings Co.	Owner of security financial life insurance co.	1 Dec 1999	Other	47-0826609
Security Mutual Life Nebraska Holding Co.	Owner of sml holdings co.	1 Dec 1999	Other	47-0826608
Brent Matthew Hartman	Compliance officer	1 Apr 2001	Other	3012174
Tamara Toshia Uribe	Compliance officer	1 Oct 2002	Other	3075351
Marvin Peter Ehly	Secretary, treasurer, director	1 Feb 2005	Other	2400398
Dina Krofta	Director	1 Feb 2005	Other	5018211
William Ray Schmeeckle	Director, chairman of the board	1 Jul 2005	Other	1162617
Carol Jane Watson	Chief compliance officer	1 Feb 2006	Other	1297655

Based in Lincoln

The principal office where Pine Lake Advisors Inc performs its advisory services is located at 4000 Pine Lake Road, Lincoln, NE 68516, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-437-3607 or by fax 402-458-2188. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.pinelakeadvisors.com.