Rockwood Capital, LLC is a large advisory firm based in New York. It manages $7.38 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California and New York.
Rockwood Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rockwood Capital, LLC is $7.38 billion. The firm's AUM has grown by 115% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Rockwood Capital, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Edmond Apostolos Kavounas is pooled investment vehicles with 21 clients and $7.38 billion of assets under management. Among the 10 most similar advisory firms, Rockwood Capital has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $7.38 billion for 21 clients. None of the firm’s clients are foreign persons or businesses.
Rockwood Capital also advises several private funds. Namely, twenty one real estate funds. The minimum investment commitment required of non-related persons ranges from $0 to $600,000,000.
The company employs 52 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Edmond Apostolos Kavounas has been acting as President since 1 Jul 1995. Niraj Ramesh Shah joined the executive team most recently as the Partner.
The principal office where Rockwood Capital, LLC performs its advisory services is located at 140 East 45 Th Street, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-402-8500 or by fax 929-296-7794. The normal business hours are 8:00am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at rockwoodcap.com and its LinkedIn profile.