Gulf Stream Asset Management, LLC (Charlotte)

Name: Gulf Stream Asset Management, LLC
Address: 4201 Congress Street, Charlotte, NC, 28209 4614
Telephone: 704-552-7711

Gulf Stream Asset Management, LLC is a large advisory firm based in Charlotte. It manages $3.81 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2009.

Gulf Stream Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gulf Stream Asset Management: assets under management

The assets under management (AUM) of Gulf Stream Asset Management, LLC is $3.81 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $3.81 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $380.62 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gulf Stream Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gulf Stream Asset Management, LLC

Mark Brennan Mahoney has been acting as President since 1 Aug 2002. James Scott Anderson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark Brennan Mahoney	President	1 Aug 2002	25% - 50%	854952
Mark David Abrahm	Head of trading	1 Aug 2002	Other	3172072
Stephen Mark Riddell	Credit fund portfolio manager	1 Aug 2002	Other	2768754
Sheila Bolick Kirkpatrick	Chief information officer	1 Aug 2002	Other	5627083
Timonthy Armstrong Murdoch	Head of quantitative analysis	1 Aug 2002	Other	5627097
Gregory Wyatt Blaszczynski	Senior research analyst	1 Aug 2002	Other	2774901
William Jackson Taylor	Senior securities analyst	1 Aug 2002	Other	2915161
Jeanette Baumgartner	Former head of loan operations	1 Aug 2002	Other	5629052
Barry Kent Love	Chief credit officer	1 Sep 2002	Other	3172084
John Frederick Carlin	Head of dislocation fund	1 Jan 2003	Other	3178554
William Farr	Senior research analyst	1 May 2005	Other	3163862
Ifs Vii Llc	Shareholder	1 May 2008	50% - 75%	450595476
James Scott Anderson	Chief compliance officer	1 Oct 2008	Other	1244305
Mark Lloyd Zusy	Chief financial officer	1 Oct 2008	Other	1247652
Sukai Liu	Head of hedge fund portfolio management	1 Oct 2008	Other	1950640
James Sebastian Esposito	Head of human resources	1 Oct 2008	Other	1496351

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
United Arab Emirates Government Of Dubai	Shareholder	1 Mar 2006	75% - 100%	foreign
Dubai World Corporation	Shareholder	1 Jul 2006	75% - 100%	foreign
Istithmar World Holdings Llc	Shareholder	1 Dec 2007	75% - 100%	foreign
Iwfs X Limited	Shareholder	1 May 2008	75% - 100%	foreign
Istithmar World Capital Llc	Shareholder	1 May 2008	75% - 100%	foreign

Based in Charlotte

The principal office where Gulf Stream Asset Management, LLC performs its advisory services is located at 4201 Congress Street, Charlotte, NC 28209 4614, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-552-7711 or by fax 704-552-7744. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at gulfstreammgmt.com.