Sloan Investment Management, L.L.C. (Dallas)

Name: Sloan Investment Management, L.L.C.
Address: 100 Crescent Court, Dallas, TX, 75201
Telephone: 214-720-7500

Sloan Investment Management, L.L.C. is a large advisory firm based in Dallas. It manages $552.3 million of regulatory assets for 648 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Louisiana, Oklahoma, and Texas.

Sloan Investment Management, L.L.C provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and investment consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sloan Investment Management, L.L.C: assets under management

The assets under management (AUM) of Sloan Investment Management, L.L.C. is $552.3 million. The firm's AUM has grown by 36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $549.6 million in discretionary accounts and $2.71 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $887.88 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $93.29 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sloan Investment Management, L.L.C. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sloan Investment Management, L.L.C serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Sloan Investment Management, L.L.C is high net worth individuals with 33 clients and $346.71 million of assets under management. Among the 12 most similar advisory firms, Sloan Investment Management, L.L.C has the 6th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $549.6 million for 619 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sloan Investment Management, L.L.C doesn't advise any private funds.

Careers at Sloan Investment Management, L.L.C.

The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frank Oliver Sloan	President / managing member / chief compliance officer	1 Feb 2007	50% - 75%	426420
Kelly Sloan Conway	Member	1 Feb 2007	Other	5291722
Tiffany Ann Pasley	Member	1 Feb 2007	Other	5291726
Gary Mark Parkhurst	Member	1 Feb 2007	Other	5291732
Casey Ward Conway	Member / vice president	1 Feb 2007	Other	4669789

Based in Dallas

The principal office where Sloan Investment Management, L.L.C. performs its advisory services is located at 100 Crescent Court, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-720-7500 or by fax 214-720-7501. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at sloanim.com.