Brookfield Asset Management Pic Adviser (Private Equity), L.P. (Toronto, Ontario)

Name: Brookfield Asset Management Pic Adviser (Private Equity), L.P.
Address: Brookfield Place, Suite 300, Toronto, Ontario, M5 J 2 T3
Telephone: 416-363-9491

Brookfield Asset Management Pic Adviser (Private Equity), L.P. is a large advisory firm based in Toronto, Ontario. It manages $19.67 billion of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2014.

Brookfield Asset Management Pic Adviser (Private Equity) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brookfield Asset Management Pic Adviser (Private Equity): assets under management

The assets under management (AUM) of Brookfield Asset Management Pic Adviser (Private Equity), L.P. is $19.67 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 491818836600% since the beginning of its operation, and $19.05 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $19.67 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.04 billion each.

Brookfield Asset Management Pic Adviser (Private Equity) has custody of $19.67 billion in cash and securities for 19 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brookfield Asset Management Pic Adviser (Private Equity), L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brookfield Asset Management Pic Adviser (Private Equity) serves?

The only and largest group of clients of Brookfield Asset Management Pic Adviser (Private Equity) is pooled investment vehicles with 19 clients and $19.67 billion of assets under management. Among the 8 most similar advisory firms, Brookfield Asset Management Pic Adviser (Private Equity) has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $19.67 billion for 19 clients. 95% of the firm’s clients are foreign persons or businesses.

Brookfield Asset Management Pic Adviser (Private Equity) also advises several private funds. Namely, eighteen private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Brookfield Asset Management Pic Adviser (Private Equity), L.P.

The company employs 398 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brian Douglas Lawson	Senior managing partner & cfo of brookfield asset management inc.	1 Feb 2002	Other	5718636
Cyrus Madon	Senior managing partner of brookfield asset management inc.	1 Feb 2002	Other	6775775
James Bruce Flatt	Senior managing partner & ceo of brookfield asset management inc.	1 Mar 2002	Other	5718634
Jeffrey Miles Blidner	Senior managing partner of brookfield asset management inc.	1 Jan 2003	Other	6775294
Joseph Stuart Freedman	Senior managing partner of brookfield asset management inc.	1 Apr 2003	Other	5718637
Jon Haick	Senior managing partner of brookfield asset management	1 Jan 2014	Other	4862957
Brookfield Capital Partners Ltd.	General partner	1 Mar 2014	Other	foreign
Brookfield Private Equity Group Holdings Lp	Limited partner	1 Mar 2014	75% - 100%	foreign
Ronald Fisher Dayn	Regulatory counsel and chief compliance officer	1 Mar 2014	Other	6257213

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bcp Gp Limited	Shareholder	1 Oct 2013	75% - 100%	foreign
Brookfield Private Equity Group Holdings Lp	Shareholder	1 Oct 2013	75% - 100%	foreign
Brookfield Private Equity Inc.	General partner	1 Oct 2013	Other	foreign
Brookfield Asset Management Inc.	Shareholder	1 Oct 2013	75% - 100%	98-0521601

Based in Toronto, Ontario

The principal office where Brookfield Asset Management Pic Adviser (Private Equity), L.P. performs its advisory services is located at Brookfield Place, Suite 300, Toronto, Ontario, M5 J 2 T3, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 416-363-9491. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at brookfield.com/.