Capital Securities Of America, Inc. (Hartville)


Capital Securities Of America, Inc. is a large advisory firm based in Hartville. It manages $119.92 million of regulatory assets for 397 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, California, Colorado, and 13 other states.

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Capital Securities Of America provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Securities Of America: assets under management

The assets under management (AUM) of Capital Securities Of America, Inc. is $119.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $119.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $302.07 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Securities Of America, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Capital Securities Of America, Inc.

John Webber Maconachy has been acting as President since 1 Apr 1994. Coil Us Holdings Inc. joined the executive team most recently as the Shareholder.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Jerry Lee Cline President, cfo 1 Apr 1994 25% - 50% 1350020
John Webber Maconachy Director/shareholder 1 Apr 1994 Other 2483727
George E Stradley Director/shareholder 1 Apr 1994 Other 2483729
Ellis Erb Shareholder 1 Jul 1999 Other 4103441
Kenneth Lee Mclaughlin Cco 1 Feb 2000 Other 1645641
Brian Eugene Mohney Srop, coo 1 May 2003 Other 2890043
Jerry Lee Cline Secretary 1 Dec 2004 25% - 50% 1350020
Jerry Lee Cline Cco 1 Apr 2005 25% - 50% 1350020
Greg Mark Hausenbauer Chief compliance officer 1 Jun 2005 Other 2458528
Inc Wunderlich Investment Company Shareholder 1 Mar 2007 75% - 100% 62-1720109
Tracy Leighton Wiswall Chief compliance officer 1 Mar 2007 Other 3023407
Gary Kent Jr Wunderlich Chief executive officer 1 Mar 2007 Other 2256877

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Coil Us Holdings Inc. Shareholder 1 Dec 2007 75% - 100% 26-1493068
Coil Investment Group Af Shareholder 1 Dec 2007 75% - 100% foreign
Alfred Ydsteb Shareholder 1 Dec 2007 75% - 100% 5489289

Based in Hartville

The principal office where Capital Securities Of America, Inc. performs its advisory services is located at 150 Grand Trunk Ave, Hartville, OH 44632, which is also the mailing address of the firm. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 330-877-7710 or by fax 330-877-7720. The normal business hours are 8 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.capsecurities.com.