Shayne & Co LLC (Nashville)

Name: Shayne & Co LLC
Address: 4015 Hillsboro Pike, Nashville, TN, 37215 2776
Telephone: 615/250-1600

Shayne & Co LLC is a large advisory firm based in Nashville. It manages $257.74 million of regulatory assets for 123 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Tennessee.

Shayne & provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Shayne &: assets under management

The assets under management (AUM) of Shayne & Co LLC is $257.74 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 393% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $257.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.1 million each.

Shayne & has custody of $34.87 million in cash and securities for 9 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 53% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 47% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Shayne & Co LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Shayne & serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Shayne & is high net worth individuals with 84 clients and $211.42 million of assets under management. Among the 10 most similar advisory firms, Shayne & has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $226.81 million for 101 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Shayne & doesn't advise any private funds.

Careers at Shayne & Co LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jonathan Allen Shayne	Chief manager, governor, chief compliance officer, member	1 Sep 1994	75% - 100%	1625576
Ann Meador Shayne	Secretary	1 Sep 1994	Other	4391604
Thomas Winn Chapman	Secretary	1 Jan 2005	Other	4781686

Based in Nashville

The principal office where Shayne & Co LLC performs its advisory services is located at 4015 Hillsboro Pike, Nashville, TN 37215 2776, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 615/250-1600 or by fax 615/250-1605. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at shayneandcompany.com.