Zdenek Financial Planning, Inc. (Flemington)


Zdenek Financial Planning, Inc. is a large advisory firm based in Flemington. It manages $119.95 million of regulatory assets for 400 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Louisiana, Maryland, New Jersey, Pennsylvania, and Texas.

Zdenek Financial Planning provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and market timing services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Zdenek Financial Planning: assets under management

The assets under management (AUM) of Zdenek Financial Planning, Inc. is $119.95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $119.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $299.89 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Zdenek Financial Planning, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Zdenek Financial Planning, Inc.

Albert James Zdenek has been acting as President since 1 Dec 1982. Guy Mcphail joined the executive team most recently as the Member; Executive Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Albert James Zdenek President 1 Dec 1982 75% - 100% 2190348
Albert Zdenek President 1 Dec 1982 75% - 100% 2190348
Gary Dee Davis Chief compliance officer 1 Jan 2005 Other 2620005
Guy Mcphail Member; executive officer 1 Mar 2005 Other 4572006
Inc. Zdenek Financial Planning Member 1 Mar 2005 75% - 100% 108918

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Zdenek Family Irrevocable Trust Owner 1 Dec 2000 75% - 100% 22-6840806
Albert James Zdenek Trustee 1 Dec 2000 75% - 100% 2190348

Based in Flemington

The principal office where Zdenek Financial Planning, Inc. performs its advisory services is located at 12 Minneakoning Rd, Flemington, NJ 08822, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 908-782-1600 or by fax 908-806-6161. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.zdenek.com.